³ª½º´ÚÀÇ »óÀåÆóÁö ±ÇÇÑÀº Áõ±Ç°Å·¡À§¿øȸÀÇ ±ÔÁ¤¿¡ µû¶ó ³ª½º´Ú¿¡ ÁÖ¾îÁ® ÀÖ½À´Ï´Ù.
(Âü°íÆÄÀÏ: http://www.sec.gov/rules/other/nasdaqllcf1a4_5/nasdaqllcamendrules4000.pdf)
³ª½º´ÚÀº È¿À²ÀûÀÌ°í Åõ¸íÇÑ °Å·¡Áú¼È®¸³À» À§ÇØ »óÀåµÇ¾î Àֱ⠺ÎÀûÀýÇÏ´Ù°í ÆǴܵǴ Á¾¸ñµéÀ» »óÀåÆóÁö Çϰųª °ü¸®´ë»óÀ¸·Î ÁöÁ¤ÇÕ´Ï´Ù. ±× ´ë»ó¿¡ ÇØ´çÇÏ´Â °æ¿ì´Â ¾Æ·¡¿Í °°½À´Ï´Ù.
? »óÀå¿ä°ÇÀ» ÃæÁ·½ÃÅ°Áö ¸øÇÏ´Â °æ¿ì (Not meeting continued listing criteria;)
(Âü°íÆÄÀÏ: ³ª½º´Ú »óÀå¿ä°Ç, http://www.nasdaq.com/about/nasdaq_listing_req_fees.pdf)
? ÆÄ»êÇÑ °æ¿ì (Bankruptcy;)
? ¿ÜºÎ°¨»ç·ÎºÎÅÍ À繫Á¦Ç¥ °¨»ç¸¦ ¹ÞÁö ¸øÇϰųª, ¿ä±¸µÇ´Â ÀڷḦ Á¦ÃâÇÏÁö ¸øÇÑ °æ¿ì (Independent Auditors disclaimers on financial statements or failure to file required reports;)
? ÅõÀÚÀÚº¸È£¸¦ À§ÇÑ °³ÀÔÀÌ ÇÊ¿äÇÏ´Ù°í ÆǴܵǴ °æ¿ì (NASDAQ believes the action is necessary to protect investors;)
? ȸ»ç°¡ ³ª½º´Ú¿¡ »óÀåµÇÁö ¾ÊÀº ȸ»ç·Î ¿ªÀμöÇÕº´µÇ´Â °æ¿ì (A company is part of a reverse merger with a company not previously listed on the NASDAQ resulting in a non-listed company obtaining a NASDAQ listing.)
*Âü°í»çÀÌÆ®: http://www.ehow.com/about_4689478_nasdaq-delisting-rules.html
¿ø¹®»çÀÌÆ® °¡½Ã¸é »óÀå ÀýÂ÷¿¡ ´ëÇÑ ¼³¸íµµ ÇÔ²² ³ª¿ÍÀÖÀ¸´Ï Âü°íÇÏ½Ã¸é µµ¿òÀÌ µÉ °Í °°³×¿ä!
±×¸®°í ³ª½º´Ú ȨÆäÀÌÁö¿¡ °¡½Ã¸é ¿øÇϽô Á¤º¸¸¦ ´õ º¸½Ç ¼ö ÀÖÀ»°ÍÀ̶ó »ý°¢À̵ì´Ï´Ù.
|